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Thomas Glenn Schulz

LPl Financial LLC

Clarkston, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-30
  • MI RA
    APPROVED
    Since 2010-09-30

Branch Locations

Clarkston, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Goodrich MI 01/1999 Present
  • 01/1999 → Present
    Linsco/Private Ledger Corp.
    Goodrich, MI
Other Businesses

1. INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING TERM LIFE AND LONG TERM CARE INSURANCE WITH PENN MUTUAL / GOODRICH, MI / APPROVED DECEMBER 19, 2003

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-30
S63 Uniform Securities Agent State Law Examination 1990-06-15
  • S65 Uniform Investment Adviser Law Examination
    2010-08-30
  • S63 Uniform Securities Agent State Law Examination
    1990-06-15

View on SEC IAPD

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