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Miami, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuorion Partners | Darien | CT | 09/2013 | Present |
| Stout Risius Ross, Llc, Successor In Interest To Srr, Inc. | New York | NY | 03/2017 | 08/2018 |
| Nuorion Advisors, Llc | Darien | CT | 10/2017 | Present |
| Spayne Lindsay & Co, Llp | London | 09/2018 | Present | |
| Nuorion Capital, Llc | Miami | FL | 07/2021 | Present |
1) NuOrion Advisors, LLC; Investment Related Business; 8 Stephanie Lane, Darien, CT; 06820; Managing Member; START DATE: Feb 2018; HOURS: 30%; DUTIES: Private Advisory Firm. 2) NuOrion Capital, LLC; A broker-dealer. 495 Brickell Ave, Miami, FL 33131; Managing Member; START DATE: July 2021; HOURS: 50%; Broker Dealer. 3) NuOrion Partners, LLC; Consulting business. 495 Brickell Ave, Miami, FL 3313; Managing Member; START DATE: Sept. 2013; HOURS: 10%; DUTIES: Consulting business. 4) Lummus Corporation; Non-Investment related; 225 Bourne Boulevard Savannah, Georgia 31408-9586; Board of Directors; Start Date: 4/5/18; Hours: 5%; Duties: Supervisory Management. 5) Spayne Lindsay & Co. LLP; Non-Investment Related Business; 55 Strand, London England WC2N 5LR; START DATE: 9/1/18; HOURS: 5%; DUTIES: Non-broker dealer engagements, Firm Administration. 6) Costar Technologies; Non-Investment related; 101 Wrangler Drive, Ste. 201, Coppell, TX 75019; Board of Directors; Start Date: 9/29/22; Hours: 5%; Duties: Supervisory Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-25 |
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