Carl Edward Fallo

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2025-08-19
MS	RA	APPROVED	2024-11-14

LA RA
APPROVED

Since 2025-08-19
MS RA
APPROVED

Since 2024-11-14

Branch Locations

Biloxi, MS • United States

3054 Monterrey Drive, Baton Rouge, LA 70814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Biloxi	MS	04/1990	11/2024
Prudential Insurance Company Of America	Biloxi	MS	05/1990	Present
Lpl Enterprise, Llc	Biloxi	MS	11/2024	Present

04/1990 → 11/2024

Pruco Securities, Llc.

Biloxi, MS
05/1990 → Present

Prudential Insurance Company Of America

Biloxi, MS
11/2024 → Present

Lpl Enterprise, Llc

Biloxi, MS

Previous Registrations

2003-04-08 → 2024-11-14

Pruco Securities, Llc.

Biloxi, MS

Biloxi, MS

Ridgeland, MS

Biloxi, MS

Other Businesses

1) 11/12/2024- Outlaw Photographers- Artist/ Musician- My wife has a photography business. Outlaw Photographers, I help her when she need it. She does it part time when someone need to photos- Not INV Related- At Honesdale, PA- Start 11/10/2021- 2 HRS MTH- 2 HRS During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-07-31
S63	Uniform Securities Agent State Law Examination	1990-06-15

S65 Uniform Investment Adviser Law Examination

2002-07-31
S63 Uniform Securities Agent State Law Examination

1990-06-15

Other Names

Carl E Fallo

View on SEC IAPD