Scott Alan Krim

Current Employers

Employment History

• 04/2016 → Present
  Kestra Investment Services, Llc.
  Paramus, NJ
• 10/2012 → Present
  Krim Advisors, Llc
  New York, NY
• 10/2012 → Present
  Claris Advisors, Llc
  New York, NY
• 04/2016 → Present
  Kestra Advisory Services, Llc.
  Paramus, NJ

Previous Registrations

• 2016-04-20 → 2025-08-15
  Kestra Advisory Services, Llc
  New York, NY
  Boca Raton, FL
  Austin, TX
  Boca Raton, FL
• 2006-01-27 → 2016-09-22
  Kestra Investment Services, Llc
  Ridgewood, NJ
  Paramus, NJ
  New York, NY
  Boca Raton, FL
• 2004-05-17 → 2006-01-31
  Osaic Fa, Inc.
  Ridgewood, NJ

Other Businesses

Name: Krim Associates Inv Rel: No Address: 257 E. Ridgewood Ave Ridgewood NJ 07450 NOB: Insurance POS: Partner Start Date: 3/1/1994 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: Life insurance DBA Name: Claris Advisors, LLC Investment Related: No Address: 257 East Ridgewood Avenue Ridgewood NJ 07450 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Member Start Date: 10/9/2012 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: DBA and pass through entity for investment related compensation: Insurance, broker dealer and advisory services. Name: Scott Krim, Registered Rep Inv Rel: No Address: 257 East Ridgewood Ave Ridgewood NJ 07450 NOB: Insurance POS: acting as a broker Start Date: 11/18/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: to help work with the policy owner Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Investment advisory services Name: Scott Krim Inv Rel: No Address: 45 Eisenhower Drive Paramus NJ 07652 NOB: Consulting POS: Referals Start Date: 4/3/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: no obligation to provide any referrals, if I do and there is an engagement they would pay up to 10% of their fees as a consultant Name: Wealth Preservation Solutions Inv Rel: No Address: 45 Eisenhower Drive Paramus NJ 07652 NOB: Other Other/None of the Above none POS: principal or member Start Date: 1/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: none Name: INSURANCE PORTAL.AI POS: President/Owner NOB: Insurance INV REL: No # OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/15/2024 ADDRESS: 45 Eisenhower Drive, STE 550, Paramus NJ 07652 DESC: Help with running the company

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-01-25