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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-31 |
| IL | RA | APPROVED | 2026-07-01 |
| OH | RA | APPROVED | 2026-07-01 |
| TX | RA | APPROVED | 2026-07-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Northbrook | IL | 01/2007 | 10/2017 |
| Securities America, Inc. | Naperville | IL | 10/2017 | 06/2024 |
| Securities America Advisors | Naperville | IL | 10/2017 | 06/2024 |
| Osaic Wealth, Inc. | Naperville | IL | 06/2024 | 07/2026 |
| Lpl Financial Llc | Naperville | IL | 07/2026 | Present |
| Stratos Wealth Partners, Ltd. | Naperville | IL | 07/2026 | Present |
1. 06/2026 – 2923Stockton – Real Estate Rental– Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Naperville IL 60564 – OBA Start Date: 11/01/2019 2. 06/2026 – RPI- Financial Life Planners – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 7/1/2026 3. 06/2026 – Stratos Wealth Partners – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 7/1/2026 4. 07/08/2026 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 10/20/2025 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-13 |
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