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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-31
IL RA APPROVED 2026-07-01
OH RA APPROVED 2026-07-01
TX RA APPROVED 2026-07-01
  • FL RA
    APPROVED
    Since 2026-07-31
  • IL RA
    APPROVED
    Since 2026-07-01
  • OH RA
    APPROVED
    Since 2026-07-01
  • TX RA
    APPROVED
    Since 2026-07-01

Branch Locations

1700 Park Street #110, Naperville, IL 60563 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Northbrook IL 01/2007 10/2017
Securities America, Inc. Naperville IL 10/2017 06/2024
Securities America Advisors Naperville IL 10/2017 06/2024
Osaic Wealth, Inc. Naperville IL 06/2024 07/2026
Lpl Financial Llc Naperville IL 07/2026 Present
Stratos Wealth Partners, Ltd. Naperville IL 07/2026 Present
  • 01/2007 → 10/2017
    National Planning Corporation
    Northbrook, IL
  • 10/2017 → 06/2024
    Securities America, Inc.
    Naperville, IL
  • 10/2017 → 06/2024
    Securities America Advisors
    Naperville, IL
  • 06/2024 → 07/2026
    Naperville, IL
  • 07/2026 → Present
    Lpl Financial Llc
    Naperville, IL
  • 07/2026 → Present
    Naperville, IL
Previous Registrations
  • 2024-06-14 → 2026-07-06
    St. Petersburg, FL
    Naperville, IL
  • 2017-10-23 → 2024-06-14
    Securities America Advisors, Inc.
    Naperville, IL
    Naperville, IL
  • 2010-06-09 → 2017-11-06
    National Planning Corporation
    Napervile, IL
    Riverwoods, IL
    Los Angeles, CA
  • 2011-10-25 → 2012-07-13
    Advantage Investment Management, Llc
    Naperville, IL
Other Businesses

1. 06/2026 – 2923Stockton – Real Estate Rental– Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Naperville IL 60564 – OBA Start Date: 11/01/2019 2. 06/2026 – RPI- Financial Life Planners – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 7/1/2026 3. 06/2026 – Stratos Wealth Partners – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 7/1/2026 4. 07/08/2026 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 10/20/2025 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-07
S63 Uniform Securities Agent State Law Examination 1992-01-13
  • S66 Uniform Combined State Law Examination
    2010-06-07
  • S63 Uniform Securities Agent State Law Examination
    1992-01-13

View on SEC IAPD

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