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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-10-18 |
Branch Locations
777 East Wisconsin Ave, Milwaukee, WI 53202 • United States
Easley, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Greenville | SC | 05/2014 | 09/2018 |
| J.J.B. Hilliard Wl Lyons | Greenville | SC | 09/2018 | Present |
| Robert W. Baird & Co. Incorporated | Greenville | SC | 10/2019 | Present |
Name/Address: FINRA 200 Liberty Street, 11th Floor New York, NY 10281 Start Date: 8/1/23 Hours Spent: 0-8 hours/month Hours Spent During Trading: 0-4 hours/month Role/Responsibility: Arbitration panel member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-26 |
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