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James Bernard Kraft

Janney Montgomery Scott LLC

Morehead City, NC

Raleigh, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-22
TX RA APPROVED_RES 2021-07-22
  • NC RA
    APPROVED
    Since 2021-07-22
  • TX RA
    APPROVED_RES
    Since 2021-07-22

Branch Locations

4252 Arendall Street Suite I, Morehead City, NC 28557 • United States

4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Morehead City NC 01/2013 02/2021
Truist Investment Services, Inc. Morehead City NC 02/2021 07/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 07/2021
Janney Montgomery Scott Llc Morehead City NC 07/2021 Present
Previous Registrations
  • 2021-02-17 → 2021-07-23
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Morehead City, NC
    Richmond, VA
  • 2001-12-31 → 2013-01-02
    Scott & Stringfellow, Llc
    Morehead City, NC
    Morehead City, NC
Other Businesses

Knights of Columbus, Morehead City, NC Member (02/2023).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-28
S63 Uniform Securities Agent State Law Examination 1990-05-30
  • S65 Uniform Investment Adviser Law Examination
    1994-01-28
  • S63 Uniform Securities Agent State Law Examination
    1990-05-30
Other Names
  • Jim Kraft

View on SEC IAPD

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