Best Investors
Account
Sign in
Best Investors
Account
Sign in
565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-07 |
Branch Locations
1125 Sanctuary Parkway, Suite 300, Alpharetta, GA 30009 • United States
565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliant Retirement Services, Llc | Alpharetta | GA | 03/2013 | Present |
The name of the other business: Alliant Insurance Services, LLC Whether the business is investment-related: No The address of the other business: Same as registered location The nature of the other business: General insurance consulting Your position: First Vice President, Compliance Title, or relationship with the other business: Alliant Insurance wholly owns Alliant Retirement Services, and provides payroll, hr, and facilities. The start date of your relationship: 04/01/2012 The approximate number of hours/month you devote to the other business: 1 The number of hours you devote to the other business during securities trading hours: 1 And briefly describe your duties relating to the other business: Generally, work with Alliant Insurance only as it overlaps with RIA business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-08 |
| S66 | Uniform Combined State Law Examination | 2007-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-22 |
Reach out to this advisor