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Shao Te

Morgan Stanley

Palo Alto, CA

Union City, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-26
CA RA APPROVED 2011-09-02
  • TX RA
    APPROVED_RES
    Since 2021-07-26
  • CA RA
    APPROVED
    Since 2011-09-02

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Union City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Palo Alto CA 08/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2011 → Present
    Morgan Stanley Smith Barney
    Palo Alto, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2011-01-03 → 2011-09-09
    Wells Fargo Clearing Services, Llc
    Fremont, CA
    Fremont, CA
    Walnut Creek, CA
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Fremont, CA
    Fremont, CA
    Fremont, CA
    Milpitas, CA
    Fremont, CA
    Fremont, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-01
S63 Uniform Securities Agent State Law Examination 1990-05-03
  • S65 Uniform Investment Adviser Law Examination
    1994-12-01
  • S63 Uniform Securities Agent State Law Examination
    1990-05-03
Other Names
  • Guoping Shao
  • Shao Guoping
  • Shao Gouping
  • Gouping Shao

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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