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Current Employers
Jefferies Investment Advisers Llc

520 Madison Avenue, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-26
CA RA APPROVED 2023-05-25
  • NY RA
    APPROVED
    Since 2023-05-26
  • CA RA
    APPROVED
    Since 2023-05-25

Branch Locations

1100 Santa Monica Boulevard, Los Angeles, CA 90025 • United States

520 Madison Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies & Company, Inc. Los Angeles CA 01/2010 Present
  • 01/2010 → Present
    Jefferies & Company, Inc.
    Los Angeles, CA
Previous Registrations
Other Businesses

NAME: Kevin Armstrong MD Memorial Sports Foundation INVESTMENT RELATED (YES/NO): No; LOCATION: PO Box 26998, Santa Ana, CA 92799 START DATE: 10/10/2005 NATURE OF BUSINESS: Nonprofit founded in 2005 in memory of my late brother, Dr. Kevin Armstrong, providing opportunities for underserved students to participate in Sports programs in Santa Ana, CA ; TITLE: Officer HOURS DEVOTED PER MONTH TO THE OTHER BUSINESS: 15-20 Hrs; HOURS DEVOTED PER MONTH TO THE OTHER BUSINESS DURING TRADING HOURS: ; BRIEF DESCRIPTION OF DUTIES: Perform administrative duties as an officer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-03
S63 Uniform Securities Agent State Law Examination 1990-07-05
  • S65 Uniform Investment Adviser Law Examination
    1994-10-03
  • S63 Uniform Securities Agent State Law Examination
    1990-07-05
Other Names
  • Karen Bena Armstrong
  • Armstrong Bena Karen Bena

View on SEC IAPD

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