Cindy Stoll Capezzuti

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-05-13
TX	RA	APPROVED	2019-05-10

FL RA
APPROVED

Since 2019-05-13
TX RA
APPROVED

Since 2019-05-10

Branch Locations

4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Tampa	FL	06/2011	05/2019
Ameriprise Financial Services, Inc	Tampa	FL	05/2019	03/2020
Ameriprise Financial Services, Llc	Tampa	FL	03/2020	Present

06/2011 → 05/2019

Morgan Stanley Smith Barney

Tampa, FL
05/2019 → 03/2020

Ameriprise Financial Services, Inc

Tampa, FL
03/2020 → Present

Ameriprise Financial Services, Llc

Tampa, FL

Previous Registrations

2011-06-14 → 2019-05-14

Morgan Stanley

Tampa, FL
2009-06-01 → 2010-01-06

Morgan Stanley

Tampa, FL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Tampa, FL
2003-03-05 → 2007-04-02

Morgan Stanley Dw Inc.

Atlanta, GA

Atlanta, GA

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-16
S63	Uniform Securities Agent State Law Examination	1993-03-03

S65 Uniform Investment Adviser Law Examination

1999-03-16
S63 Uniform Securities Agent State Law Examination

1993-03-03

Other Names

Cindy Lynn Bretzlaff
Cindy Lynn Stoll
Cindy Stoll Capezzuti
Cynthia Stoll Capezzuti

View on SEC IAPD

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