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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2004-07-26 |
Branch Locations
1100-1800 American Blvd, Pennington, NJ 08534 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 06/2004 | Present |
NO BUSINESS NAME-AGREEMENT WAS SIGNED IN JOINT NAME WITH SPOUSE WHO IS THE OWNER OF THE PROPERTY; NOT INVESTMENT RELATED; BENTON, PENNSYLVANIA 17814; GAS LEASE GRANTED RIGHTS TO DRILL FOR NATURAL GAS ON PROPERTY; NO POSITION/TITLE; PAYMENT FROM LEASE AGREEMENT WAS RECEIVED IN OCTOBER 2011; NO HOURS DEVOTED; NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-20 |
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