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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-10-15
FL RA APPROVED 2009-04-13
  • AL RA
    APPROVED
    Since 2012-10-15
  • FL RA
    APPROVED
    Since 2009-04-13

Branch Locations

2645 Executive Park Dr, Weston, FL 33331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Weston FL 03/2009 Present
Raymond James Financial Services Advisors Inc. Weston FL 03/2009 Present
P.E.C. Ventures Deerfield Beach FL 05/2009 Present
Falcon Wealth Management, Inc Weston FL 05/2009 Present
Carston Ventures Inc Deerfield Beach FL 02/2010 Present
  • 03/2009 → Present
    Raymond James Financial Services
    Weston, FL
  • 03/2009 → Present
    Weston, FL
  • 05/2009 → Present
    P.E.C. Ventures
    Deerfield Beach, FL
  • 05/2009 → Present
    Falcon Wealth Management, Inc
    Weston, FL
  • 02/2010 → Present
    Carston Ventures Inc
    Deerfield Beach, FL
Previous Registrations
Other Businesses

(1)Name of Business: Carston Ventures Inc Address: 816 SE 4th Court, Deerfield Beach, FL, 3441, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/25/2010 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: To provide Health Insurance to individuals and small businesses. (2)Name of Business: Carston Ventures Inc Address: 816 Se 4th Court, Deerfield Beach, FL, 33441, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner\nThis is the Corporate name I run my practice through for tax purposes. My health, dental and expenses are paid through the corporation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-29
S63 Uniform Securities Agent State Law Examination 1990-08-21
  • S65 Uniform Investment Adviser Law Examination
    1994-07-29
  • S63 Uniform Securities Agent State Law Examination
    1990-08-21
Other Names
  • Patrick Eugene Carter

View on SEC IAPD

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