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5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-02-13 |
Branch Locations
5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid Thumb Financial Planning | Mayville | MI | 01/1984 | Present |
| Mid-Thumb Insurance | Mayville | MI | 02/1986 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 10/1994 | 05/2017 |
| Innovation Partners Llc | Charlotte | NC | 05/2017 | Present |
| Ip Financial Advisory Services | Charlotte | NC | 01/2020 | Present |
1. ESTATE & TAX CONSULTANTS, LLC: TRUST FUNDING AND ACCOUNTING, MORTGAGE REDUCTION PROGRAMS ANNUITIES THROUGH VARIOUS INSURANCE COMPANIES, INCLUDING LONG-TERM CARE INSURANCE AND SINGLE PREMIUM LIFE. Approx. 60 hrs/mo. with 30% during market hours. 2. ESTATE & TAX CONSULTANTS LLC: Bookkeeping services to small businesses and trusts, tax preparation for individuals, small businesses, trust, and estates. Tax Resolutions Services, Trust Funding, and Settlements services. Approx. 60 hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-31 |
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