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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-02-20
NY RA APPROVED 2025-02-19
FL RA APPROVED 2024-12-04
NJ RA APPROVED 2024-10-17
  • PA RA
    APPROVED
    Since 2025-02-20
  • NY RA
    APPROVED
    Since 2025-02-19
  • FL RA
    APPROVED
    Since 2024-12-04
  • NJ RA
    APPROVED
    Since 2024-10-17

Branch Locations

560 Route 22 East, Bridgewater, NJ 08807 • United States

70 Morristown Road, Bernardsville, NJ 07924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Hamilton Square NJ 12/2013 08/2019
Jp Morgan Chase Bank Hamilton Square NJ 12/2013 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flemington NJ 08/2019 11/2023
The Prudential Insurance Company Of America East Brunswick NJ 11/2023 10/2024
Pruco Securities Llc. East Brunswick NJ 11/2023 10/2024
Td Bank, N.A. Flemington NJ 10/2024 Present
Td Private Client Wealth Llc Flemington NJ 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-30
S63 Uniform Securities Agent State Law Examination 2014-02-07
  • S66 Uniform Combined State Law Examination
    2019-12-30
  • S63 Uniform Securities Agent State Law Examination
    2014-02-07
Other Names
  • Michael Howard
  • Michael Julian Howard

View on SEC IAPD

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