Linda Kay Smith

Current Employers

Duncan Financial Planning Advisors

311 Main St., Irwin, PA 15642 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2026-01-20

GA RA
APPROVED

Since 2026-01-20

Branch Locations

1200 Stillwood Drive Ne, Atlanta, GA 30306 • United States

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-04
GA	RA	APPROVED	2011-09-12

TX RA
APPROVED_RES

Since 2021-01-04
GA RA
APPROVED

Since 2011-09-12

Branch Locations

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	09/2011	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	09/2011	Present

09/2011 → Present

Cambridge Investment Research, Inc

Fairfield, IA
09/2011 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2007-09-06 → 2011-09-15

Tower Square Securities, Inc.

Atlanta, GA

Irwin, PA

Summerville, SC

Atlanta, GA

Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) 15 LENOX POINTE, LLC, ATLANTA, GA 30324. BEGAN 1/1/2014 AS LANDLORD. NOT INVESTMENT RELATED. DEVOTES 5 HOURS/MONTH, NONE DURING TRADING. 3)50 Lenox Pointe, Atlanta, GA 30324, Began 8/2016 as landlord, non-investment related. 5 hours/month, none during trading hours. 3) 1205 SUMMIT NORTH DRIVE LLC, ATLANTA, GA, 05/2019. LLC TO HOLD RENTAL PROPERTY. NIR-24/YR-0/TRADING. 4) One Source, LLC, 15 LENOX POINTE, STE A, ATLANTA, GA 30324 MEMBER, TO SHARE BUSINESS EXPENSES WITH ANOTHER ADVISOR,I.E. COPIER, PHONES,ETC. NIR,0/WK -0/TRADING 5) 1200 STILLWOOD DR, LLC, 1200 STILLWOOD DR, NE, ATLANTA, GA, LANDLORD, 06/01/20, NIR, 24/YR- 0/TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/09/2011 7) BENSOURCE EMPLOYEE BENEFITS, 15 LENOX POINTE STE A, ATLANTA GA 30324, 01/01/1990, W2 EMPLOYEE, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 120 HR/MO - 120 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-25
S63	Uniform Securities Agent State Law Examination	1990-05-14

S65 Uniform Investment Adviser Law Examination

2007-07-25
S63 Uniform Securities Agent State Law Examination

1990-05-14

Other Names

Linda K Rainey
Linda Kay Hartmann
Linda Kay Hartmannrainey
Linda K Hart
Linda Kay Hart

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