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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29

Branch Locations

Binghamton, NY • United States

6 Executive Park Drive, Suite A, Clifton Park, NY 12065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empire Asset Management Group Of Western Ny Albany NY 03/2021 Present
Cetera Advisor Networks Llc El Segundo CA 12/2015 Present
Advisornet Financial Inc, Dba Advisornet Wealth Partners - Crd # Minneapolis MN 09/2015 Present
Empire Asset Management Group Clifton Park NY 09/2011 Present
Ccr Wealth Management Westborough MA 01/2023 Present
Cetera Advisors St Cloud MN 03/2023 Present
Abelson & Company, Llc Williamsville NY 03/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 03/2021 → Present
    Empire Asset Management Group Of Western Ny
    Albany, NY
  • 12/2015 → Present
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2015 → Present
    Advisornet Financial Inc, Dba Advisornet Wealth Partners - Crd #
    Minneapolis, MN
  • 09/2011 → Present
    Empire Asset Management Group
    Clifton Park, NY
  • 01/2023 → Present
    Ccr Wealth Management
    Westborough, MA
  • 03/2023 → Present
    Cetera Advisors
    St Cloud, MN
  • 03/2021 → Present
    Abelson & Company, Llc
    Williamsville, NY
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-04-07 → 2025-12-04
    Bingham, NY
    Clifton Park, NY
    Minnetonka, MN
  • 2021-03-31 → 2023-06-30
    Cetera Wealth Services, Llc
    Loudonville, NY
    Clifton Park, NY
    Binghamton, NY
  • 2005-07-20 → 2011-06-20
    Vestal, NY
    Pittsford, NY
    Rochester, NY
Other Businesses

1. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074 ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE; START DATE: 9/2015; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ADVISORY REPRESENTATIVE DUTIES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 9/2015 ; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: RENTAL PROPERTIES; INVESTMENT RELATED: NO; ADDRESS: MULTIPLE; NATURE OF BUSINESS: OWNS one PROPERTY THAT HE RENTS; START DATE: 8/2015; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL; BRIEF DESCRIPTION OF DUTIES: OWNER ; 4. NAME OF OTHER BUSINESS: EMPIRE ASSET MANAGEMENT GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2015 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES DBA 5. NAME OF OTHER BUSINESS: EMPIRE ASSET MANAGEMENT GROUP OF WESTERN NY; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 15-20; APX NUMBER OF HOURS DURING TRADING HOURS: 15-20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: ABELSON & COMPANY, LLC; INVESTMENT RELATED: YES; ADDRESS: 6636 MAIN ST., STE 4, WILLIAMSVILLE, NY, 14221; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: CCR WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-21
S63 Uniform Securities Agent State Law Examination 1993-11-15
  • S65 Uniform Investment Adviser Law Examination
    1999-07-21
  • S63 Uniform Securities Agent State Law Examination
    1993-11-15

View on SEC IAPD

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