James Bates Greenho

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-11
SC	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2014-02-11
SC RA
APPROVED

Since 2009-06-01

Branch Locations

Daniel Island, SC • United States

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Wellesley	MA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	05/2023
Raymond James & Associates	Boston	MA	05/2023	05/2023
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Wellesley, MA
01/2015 → 05/2023

Morgan Stanley Private Bank, National Association

New York, NY
05/2023 → 05/2023

Raymond James & Associates

Boston, MA
01/2015 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2023-05-25 → 2023-05-31

Raymond James & Associates, Inc.

Boston, MA

Daniel Island, SC
2007-09-04 → 2009-06-01

Citigroup Global Markets Inc.

Waltham, MA

Waltham, MA

Charleston, SC

Waltham, MA

Other Businesses

Effective since 08/2015 Tennis coach at Bishop England High School 363 Seven Farms Drive, Daniel Island, SC, 29492 Volunteer 12 hours per month No Compensation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-26
S63	Uniform Securities Agent State Law Examination	1990-10-05

S65 Uniform Investment Adviser Law Examination

2000-01-26
S63 Uniform Securities Agent State Law Examination

1990-10-05

View on SEC IAPD