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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-29
  • NC RA
    APPROVED
    Since 2024-04-29

Branch Locations

3540 Toringdon Way Suite 510, Charlotte, NC 28277 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow Charlotte NC 06/2012 02/2021
Bb&T Securities, Llc Charlotte NC 01/2013 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 Present
Truist Advisory Services, Inc. Charlotte NC 02/2021 Present
Raymond James & Associates, Inc. Charlotte NC 04/2024 Present
  • 06/2012 → 02/2021
    Scott & Stringfellow
    Charlotte, NC
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Charlotte, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Charlotte, NC
  • 02/2021 → Present
    Charlotte, NC
  • 04/2024 → Present
    Charlotte, NC
Previous Registrations
  • 2021-02-17 → 2024-04-16
    Atlanta, GA
    Charlotte, NC
    Charlotte, NC
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
  • 2012-06-25 → 2013-01-02
    Scott & Stringfellow, Llc
    Charlotte, NC
  • 2003-01-16 → 2012-06-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-14
S63 Uniform Securities Agent State Law Examination 1990-05-01
  • S65 Uniform Investment Adviser Law Examination
    2002-06-14
  • S63 Uniform Securities Agent State Law Examination
    1990-05-01
Other Names
  • Will Stafford

View on SEC IAPD

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