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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-14 |
| VT | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Tampa | FL | 04/2000 | 04/2020 |
| Raymond James Financial Services Advisors Inc. | Tampa | FL | 04/2009 | 04/2020 |
| Financial Advice And Services, Inc | Tampa | FL | 03/2000 | 04/2020 |
| Investacorp Inc | Miami | FL | 04/2020 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 04/2020 | 07/2020 |
| Securities America, Inc. | Brandon | VT | 07/2020 | 06/2024 |
| Securities America Advisors, Inc. | Brandon | VT | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Brandon | VT | 06/2024 | Present |
| Osaic Wealth, Inc. | Brandon | VT | 06/2024 | Present |
1. DBA - Scribner Financial, Inc. 2. INN ON PARK ST. -Homeowner/Inn owner -Owner of physical location: 69 Park St., Brandon VT (Home/Office/Inn) which has a commercial property, wife and I bought the Inn, and wife runs the inn as a sole proprietor. I run my bus. out of the Inn on the 3rd floor. #HRS 10 -5/8/23 -69 Park St, Brandon VT 05733 -May inadvertently interact w/guests (especially on weekends) when I'm not working 3. SCRIBNER ARTISTIC DESIGNS -President/Owner -Showing & selling of artwork #HRS 4 -6/29/20 -69 Park St, Brandon VT 05733 4.SCRIBNER FINANCIAL, INC. POSITION: President / Owner / Financial Advisor NATURE: DBA & S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 06/01/2020 ADDRESS: 69 Park Street, Brandon VT 05733, United States DESCRIPTION: Day to day activities running the office, including meeting with clients, building and maintaining investment strategies designed to meet client goals. 5. POA ON SPOUSE POA -POA INVEST REL. Yes -6/29/20 -69 Park St, Brandon VT 05733 -Full POA for estate planning purposes only. 6. BRANDON AREA CHAMBER OF COMMERCE. #HRS 10 -11/1/23 -PO Box 267, Brandon VT 05733 -DESC: Fully understand and support the mission of the Brandon Area CHAMBER of COMMERCE. 7. BRANDON MUSEUM & WELCOME CENTER POS.: BM/Secretary NAT.: see pos. INVEST. REL.: No # OF HRS: 10 SEC TRADING HRS: 0 START DATE: 11/20/23 ADDY: 4 Grove St Brandon VT 05733 DESC.: BM/Secretary promote the museum/welcome center. 8. VT COVERED BRIDGE SOCIETY POS.: BM- V.P. New Member Chairperson NAT.: BM- V.P. & New Member Chairperson, Volunteer and member of the VT Covered Bridge Society. INVEST. REL.: No NUMBER OF HRS.: 20 SEC TRADING HRS.: 5 START DATE: 11/17/2023 ADDR.: P. O. Box 267, Jerico VT 05465 DESC.: BM - V.P. & New Member Chairperson. Attending various activities and events to promote and sell items to help promote and preserve VT Covered Bridges. Most will be held on evenings and weekends with only a few during bus. hrs. 9. ST. PAUL'S LODGE - BRANDON MASONIC LODGE POS.: Mason NAT.: Non-Profit with a generous tradition of philanthropy within the local and larger community. INVEST. REL.: No NUMBER OF HRS.: 2 SEC TRADING HRS.: 0 START DATE: 11/01/2024 ADDR.: 1046 Park St., Brandon VT 05733 DESC.: Attend meetings and participate in fundraising events for charitable purposes. 10. BRANDON VT REPUBLICAN TOWN COMMITTEE POS.: Chairperson - Volunteer NAT.: VT Republican GOP INVEST. REL.: No NUMBER OF HRS.: 8 SEC TRADING HRS.: 8 START DATE: 08/28/2024 ADDR.: 4 Grove St., Brandon VT 05733 DESC.: Mission - Our work should help us to find and support Republican candidates for town, county and state elected pos. s and promote the VT GOP platform. I am scheduled to run the monthly evening meetings. 11.SCOTT E. SCRIBNER - INSURANCE AGENT POSITION: Salesperson NATURE: Insurance sales through Osaic Wealth, Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/28/2023 ADDRESS: 69 Park Street, Brandon VT 05733, United States DESCRIPTION: I am properly licensed in the state of Vermont to sell and service Life, Health and Variable Annuity Insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-18 |
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