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Michael Dominic Viti

Alta Wealth Advisors LLC

Woburn, MA

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Current Employers
Alta Wealth Advisors Llc

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-04-30
  • MA RA
    APPROVED
    Since 2018-04-30

Branch Locations

300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Woburn MA 06/2015 Present
Pinnacle Private Wealth, Llc Woburn MA 06/2015 04/2018
Alta Wealth Advisors Llc Woburn MA 03/2018 Present
  • 06/2015 → Present
    Lpl Financial, Llc
    Woburn, MA
  • 06/2015 → 04/2018
    Pinnacle Private Wealth, Llc
    Woburn, MA
  • 03/2018 → Present
    Woburn, MA
Previous Registrations
  • 2015-07-07 → 2018-05-23
    Pinnacle Private Wealth, Llc
    Needham, MA
    Burlington, MA
Other Businesses

1. 03/03/2016 - Four Seasons Financial Group - INV REL - 701- A Route 73 Suite 400 Marlton, NJ 08053-4144 - Non-Variable Insurance - START 08/01/2015 - 2 HOURS PER MONTH, 1 DURING TRADING 2. 03/18/2016; EDGEWOOD ASSOCIATES; Business Entity For Tax/Investment Purposes Only; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE; 07/20/2015; 0 HRS/MO. 3. 04/07/2016 * The Marcus Agency * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/01/2015 * The Marcus Agency is a national life and health insurance brokerage general agency located in Sudbury, Massachusetts. The Marcus Agency serves advisors with life insurance carriers, product and underwriting assistance. * 1 HR/MO DURING SECS TRDG HRS. 4. 04/07/2016 * The Smith Group * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/01/2015 * Fixed Annuities * 2 HRS/MO; 1 HR/MO DURING SECS TRDG HRS. 5. 4/3/2018 - ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2018 - 40 Hours Per Month During Securities Trading. 6. 5/3/2018 - ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/01/2018 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 05/01/2018. I expect to spend approximately 40 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 5/3/2018 - ALTA WEALTH ADVISORS - DBA: ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/01/2018 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 05/01/2018. I expect to spend approximately 40 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-08
  • S63 Uniform Securities Agent State Law Examination
    1990-05-08
Designations

View on SEC IAPD

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