Best Investors
Account
Sign in
300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-04-30 |
Branch Locations
300 Tradecenter, Suite 5700, Woburn, MA 01801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Woburn | MA | 06/2015 | Present |
| Pinnacle Private Wealth, Llc | Woburn | MA | 06/2015 | 04/2018 |
| Alta Wealth Advisors Llc | Woburn | MA | 03/2018 | Present |
1. 03/03/2016 - Four Seasons Financial Group - INV REL - 701- A Route 73 Suite 400 Marlton, NJ 08053-4144 - Non-Variable Insurance - START 08/01/2015 - 2 HOURS PER MONTH, 1 DURING TRADING 2. 03/18/2016; EDGEWOOD ASSOCIATES; Business Entity For Tax/Investment Purposes Only; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE; 07/20/2015; 0 HRS/MO. 3. 04/07/2016 * The Marcus Agency * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/01/2015 * The Marcus Agency is a national life and health insurance brokerage general agency located in Sudbury, Massachusetts. The Marcus Agency serves advisors with life insurance carriers, product and underwriting assistance. * 1 HR/MO DURING SECS TRDG HRS. 4. 04/07/2016 * The Smith Group * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 09/01/2015 * Fixed Annuities * 2 HRS/MO; 1 HR/MO DURING SECS TRDG HRS. 5. 4/3/2018 - ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2018 - 40 Hours Per Month During Securities Trading. 6. 5/3/2018 - ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/01/2018 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 05/01/2018. I expect to spend approximately 40 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 5/3/2018 - ALTA WEALTH ADVISORS - DBA: ALTA WEALTH ADVISORS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/01/2018 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Alta Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 05/01/2018. I expect to spend approximately 40 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-08 |
Reach out to this advisor