William Allen Nichols

Current Employers

Purefi Wealth, Llc

10 Post Office Square Suite 710, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-05-01
NY	RA	APPROVED	2024-05-01
CT	RA	APPROVED	2024-04-22

MA RA
APPROVED

Since 2024-05-01
NY RA
APPROVED

Since 2024-05-01
CT RA
APPROVED

Since 2024-04-22

Branch Locations

Greenwich, CT • United States

10 Post Office Square Suite 710, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cantor Fitzgerald & Co.	New York	NY	12/2009	10/2016
Wells Fargo Clearing Services, Llc	Greenwich	CT	06/2017	01/2024
Unemployed	Greenwich	CT	11/2016	05/2017
Purefi Wealth, Llc	Boston	MA	04/2024	Present

12/2009 → 10/2016

Cantor Fitzgerald & Co.

New York, NY
06/2017 → 01/2024

Wells Fargo Clearing Services, Llc

Greenwich, CT
11/2016 → 05/2017

Unemployed

Greenwich, CT
04/2024 → Present

Purefi Wealth, Llc

Boston, MA

Previous Registrations

2017-07-12 → 2024-01-30

Wells Fargo Clearing Services, Llc

Purchase, NY

Melville, NY

Greenwich, CT

Other Businesses

KINGSTON HEALTHCARE, NOT INV RELATED, TOLEDO, OH, BOARD MEMBER, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: ATTEND MEETINGS RENTAL PROPERTY; INV. RELATED; EAST HAMPTON, NY; OWNER; START DATE 8/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-12
S63	Uniform Securities Agent State Law Examination	2000-02-11

S66 Uniform Combined State Law Examination

2017-07-12
S63 Uniform Securities Agent State Law Examination

2000-02-11

Other Names

William A Nichols

View on SEC IAPD