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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-16
MD RA APPROVED 2026-03-16
WA RA APPROVED 2026-03-16
CO RA APPROVED 2025-04-10
NY RA APPROVED 2021-08-16
DE RA APPROVED 2019-12-09
CA RA APPROVED 2018-10-18
VA RA APPROVED 2017-04-20
NC RA APPROVED 2016-09-19
FL RA APPROVED 2014-05-07
PA RA APPROVED 2014-05-02
NJ RA APPROVED 2009-10-21
  • CT RA
    APPROVED
    Since 2026-03-16
  • MD RA
    APPROVED
    Since 2026-03-16
  • WA RA
    APPROVED
    Since 2026-03-16
  • CO RA
    APPROVED
    Since 2025-04-10
  • NY RA
    APPROVED
    Since 2021-08-16
  • DE RA
    APPROVED
    Since 2019-12-09
  • CA RA
    APPROVED
    Since 2018-10-18
  • VA RA
    APPROVED
    Since 2017-04-20
  • NC RA
    APPROVED
    Since 2016-09-19
  • FL RA
    APPROVED
    Since 2014-05-07
  • PA RA
    APPROVED
    Since 2014-05-02
  • NJ RA
    APPROVED
    Since 2009-10-21

Branch Locations

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Berkeley Heights NJ 10/2009 Present
Agia Houston TX 12/2022 Present
  • 10/2009 → Present
    Valic Financial Advisors
    Berkeley Heights, NJ
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2008-06-30 → 2009-10-09
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Hasbrouck Heights, NJ
  • 2006-12-07 → 2008-07-01
    American General Securities Incorporated
    Wayne, NJ
  • 2006-02-03 → 2006-11-07
    Essex National Securities, Llc
    Teaneck, NJ
    Montville, NJ
  • 2005-12-06 → 2006-01-30
    Bny Investment Center Inc.
    New York, NY
  • 2004-10-20 → 2005-05-25
    Banc Of America Investment Services, Inc.
    Rutherford, NJ
  • 2002-10-11 → 2004-10-20
    Quick & Reilly, Inc.
    Rutherford, NJ
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products AUTHOR POSITION: Author NATURE: I will be writing a book submitting to Amazon for publishing and selling the book on Amazon. I will be using a pseudonym name and it has nothing to do with Corebridge or any financial advice. Never do I mention my profession or Corebridge Financial.. It will only take 2 to 3 hours per week and not take time away from, or interfere in my Corebridge responsibilities. The Book title is "Business Lessons From The Godfather" I take famous scenes from the movie and abstract valuable real world business lessons that apply in todays business environment. The target market are executives, managers, business leaders and entrepreneurs I use a pseudonym Gerard M. Corsi. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2025 ADDRESS: 252 Washington place, Hasbrouck Heights NJ 07604, United States DESCRIPTION: Write the book submit to Amazon for publishing and sales, collect revenue. Thats it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-26
S63 Uniform Securities Agent State Law Examination 1996-12-23
  • S65 Uniform Investment Adviser Law Examination
    2001-12-26
  • S63 Uniform Securities Agent State Law Examination
    1996-12-23

View on SEC IAPD

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