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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-17
FL RA APPROVED 2017-03-30
OH RA APPROVED 2017-03-30
MI RA APPROVED 2017-03-29
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • FL RA
    APPROVED
    Since 2017-03-30
  • OH RA
    APPROVED
    Since 2017-03-30
  • MI RA
    APPROVED
    Since 2017-03-29

Branch Locations

1310 S Main St Ste 14, Ann Arbor, MI 48104 • United States

Howell, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Troy MI 05/2015 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 03/2017
Ameriprise Financial Services, Inc Ann Arbor MI 03/2017 03/2020
Ameriprise Financial Services, Llc Ann Arbor MI 03/2020 Present
  • 05/2015 → 03/2017
    Metlife Securities Inc
    Troy, MI
  • 07/2016 → 03/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 03/2020
    Ameriprise Financial Services, Inc
    Ann Arbor, MI
  • 03/2020 → Present
    Ann Arbor, MI
Previous Registrations
  • 2015-06-17 → 2017-03-24
    Msi Financial Services, Inc.
    Southfield, MI
    Troy, MI
    Ann Arbor, MI
  • 2013-11-12 → 2015-02-06
    Signator Investors, Inc.
    Southfield, MI
    Plymouth, MI
  • 2011-05-06 → 2013-11-11
    Detroit, MI
    Walled Lake, MI
    Howell, MI
Other Businesses

Other Business Activities; A2 Business LLC; Payroll LLC for Clarity Financial Advisors.; 1310 S. Main St. Ste 10Ann Arbor, MI 48104, ,; Not Investment-Related; 02/01/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-11
S63 Uniform Securities Agent State Law Examination 2000-08-23
  • S66 Uniform Combined State Law Examination
    2006-11-11
  • S63 Uniform Securities Agent State Law Examination
    2000-08-23
Other Names
  • Rick Hart

View on SEC IAPD

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