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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-18
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

1027 Austin Hwy Ste 101, San Antonio, TX 78209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Antonio TX 01/2009 Present
Previous Registrations
Other Businesses

(1) Name: J. Claybourn Properties, LLC Position: Owner Nature: Real Estate / Lease Building /Owner Investment Related: No Hours: 3 Securities Trading Hours: 0 Start Date: 12/17/2012 Address: 11131 Vance Jackson Rd., San Antonio TX 78230, United States Description: Manage Lease of property. Maintenance and Improvements. Owner (2) Name: 993 Management, LLC Position: Partner / Owner Nature: Rent / Lease use of structure. Event Center . DBA The Overlook Event Center. Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: 10/01/2013 Address: 11131 Vance Jackson Rd., San Antonio TX 78230, United States Description: Owner / Partner. Delegate facility maintenance , grounds maintenance, lease facility for events. (3) Name: Kleenhanz,LLC Position: Partner Nature: Wholesale and Merchandising / Wholesale Sanitation Wipes-Hand Cleaner / Heavy Duty Cleaning Wipes Investment Related: No Hours: 4 Securities Trading Hours: 1 Start Date: 08/11/2015 Address: 4135 Stahl Rd., San Antonio TX 78217, United States Description: Sit in on quarterly Board of Management Meetings. Discuss Marketing Ideas and Strategies. Discuss Possible new products. (4) Name: Claybourn Collection, LLC. Position: Manager Nature: LLC will own personal collectibles Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 10/21/2021 Address: 11131 VANCE JACKSON RD, SAN ANTONIO TX 78230-2509, United States Description: Manager - Add or delete assets from the collection (5) Helping Hands Educational Fund, Inc.02/28/2022New02/28/20223 Pending ViewHistoryNotes Name: Helping Hands Educational Fund, Inc. Position: Member, Advisory Committee Nature: The Helping Hands Fund was created to empower people to help themselves through education. The primary recipients of these funds are those individuals experiencing homelessness who are enrolled in programs at San Antonio Metropolitan Ministries (SAMM) or Haven for Hope, also in San Antonio, Texas. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 02/24/2022 Address: 4328 Muirfield, San Antonio TX 78229, United States Additional Info: Description: I am on the advisory committee as an uncompensated member. We meet or conference call a few times a year. We discuss as a group, at Dr. Green's request and ideas for fund raising events.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-09
S63 Uniform Securities Agent State Law Examination 1990-04-11
  • S65 Uniform Investment Adviser Law Examination
    1992-10-09
  • S63 Uniform Securities Agent State Law Examination
    1990-04-11
Other Names
  • John C Frakes
  • John Claybourn Frakes
  • John Claybourne Frakes

View on SEC IAPD

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