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Adam D Steffanus

Advisory Research Inc

Chicago, IL

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Current Employers
Advisory Research Inc

180 N Stetson Avenue Suite 5500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-10-21
TX RA APPROVED 2020-10-21
  • IL RA
    APPROVED
    Since 2020-10-21
  • TX RA
    APPROVED
    Since 2020-10-21

Branch Locations

180 N Stetson Avenue Suite 5500, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse First Boston Llc Chicago IL 07/2005 09/2016
Advisory Research Inc. Chicago IL 12/2016 Present
  • 07/2005 → 09/2016
    Credit Suisse First Boston Llc
    Chicago, IL
  • 12/2016 → Present
    Advisory Research Inc.
    Chicago, IL
Previous Registrations
  • 2005-09-28 → 2016-11-15
    Credit Suisse Securities (Usa) Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-23
  • S66 Uniform Combined State Law Examination
    2005-09-23
Designations

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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