Henry Anthony Hernandez

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-15
TX	RA	APPROVED_RES	2025-05-15

CA RA
APPROVED

Since 2025-05-15
TX RA
APPROVED_RES

Since 2025-05-15

Branch Locations

400 Spectrum Center Dr Ste 2160, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Laguna Hills	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Laguna Hills	CA	11/2016	09/2020
Ubs Financial Services Inc.	Irvine	CA	09/2020	05/2025
Wells Fargo Clearing Services, Llc	Irvine	CA	05/2025	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Laguna Hills, CA
11/2016 → 09/2020

Wells Fargo Clearing Services, Llc

Laguna Hills, CA
09/2020 → 05/2025

Ubs Financial Services Inc.

Irvine, CA
05/2025 → Present

Wells Fargo Clearing Services, Llc

Irvine, CA

Previous Registrations

2020-09-03 → 2025-05-27

Ubs Financial Services Inc.

Irvine, CA
2013-09-30 → 2020-09-10

Wells Fargo Clearing Services, Llc

Laguna Hills, CA

Tustin, CA

Irvine, CA

Irvine, CA

Mission Viejo, CA

Laguna Woods, CA

Rancho Santa Margarita, CA

Mission Viejo, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-27
S63	Uniform Securities Agent State Law Examination	1991-02-22

S65 Uniform Investment Adviser Law Examination

2013-09-27
S63 Uniform Securities Agent State Law Examination

1991-02-22