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515 North State 14Th Floor, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-03-08 |
| TX | RA | APPROVED_RES | 2015-04-17 |
| IL | RA | APPROVED | 2009-07-28 |
Branch Locations
515 North State 14Th Floor, Chicago, IL 60654 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fountainhead Financial, Llc | Chicago | IL | 06/2009 | Present |
D&D Dynamic Designs - It is an LLC for a rental apartment i own.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-10 |
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