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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-10 |
| TX | RA | APPROVED_RES | 2024-01-09 |
Branch Locations
3883 Telegraph Rd, Ste 204, Bloomfield Hills, MI 48302 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Bloomfield Hills | MI | 01/2004 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 01/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 01/2024 |
| Lpl Financial Llc | Bloomfield Hills | MI | 01/2024 | Present |
1) 12/2023 -White Glove - Business Owner - Non-inv. Related - BIRMINGHAM, MI - Owner - Start Date 10/01/2019 - 40hrs/month - 20% time spent 2) 12/2023 - INVESTWISE FINANCIAL LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 120hrs/month - 1% time spent 3) 12/2023 - SS 567 UNIVERSITY LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - BIRMINGHAM, Ml - Owner - Start Date 10/01/2019 - 40hrs/month - 20% time spent 4) 12/2023 - DMJ ENTERPRISES LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - BLOOMFIELD HILLS, Ml - Owner - Start Date 10/01/2019 - 2hrs/month - 0% time spent 5) 12/2023 - INDEPENDENT INSURANCE AGENT - Non-Variable Insurance - Inv. Related - BLOOMFIELD HILLS, Ml - Agent Selling Insurance- Start Date 03/01/2018 - 1hr/month - 1% time spent 6) 01/05/2026 - THurmpire, LLC - Real Estate Rental - Owner - Investment Related - Birmingham , MI - Start Date 12/30/2025 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-18 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-03 |
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