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Lois Marie Wollney

Morgan Stanley

Barrington, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-12
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2016-09-12
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Barrington IL 07/1993 Present
Morgan Stanley Smith Barney Barrington IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/1993 → Present
    Citigroup Global Markets Inc.
    Barrington, IL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Barrington, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-10
S63 Uniform Securities Agent State Law Examination 1990-09-19
  • S65 Uniform Investment Adviser Law Examination
    1997-09-10
  • S63 Uniform Securities Agent State Law Examination
    1990-09-19
Other Names
  • Lois Wollney

View on SEC IAPD

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