Derek Ken Asato

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	1991-06-03

HI RA
APPROVED

Since 1991-06-03

Branch Locations

Honolulu, HI • United States

1521 Higuera St Ste A, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Honolulu	HI	05/1991	03/2020
Ameriprise Financial Services, Llc	San Luis Obispo	CA	03/2020	Present

05/1991 → 03/2020

Ameriprise Financial Services, Inc.

Honolulu, HI
03/2020 → Present

Ameriprise Financial Services, Llc

San Luis Obispo, CA

Other Businesses

Real Estate License; Yes. Board of Directors; AOAO 1906 Fern St; Treasurer; 1906 Fern St. #201, , Honolulu, HI, 96826; Not Investment-Related; 02/01/2026; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-07-25

S63 Uniform Securities Agent State Law Examination

1990-07-25