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Janney Montgomery Scott LLC

Montvale, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-15
TX RA APPROVED 2023-08-14
  • NJ RA
    APPROVED
    Since 2023-08-15
  • TX RA
    APPROVED
    Since 2023-08-14

Branch Locations

200 Market Street Suite 203, Montvale, NJ 07645 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 10/1991 08/2021
Bank Of America, N.A. Paramus NJ 07/2011 08/2021
Janney Montgomery Scott Llc Montvale/Upper Saddle River NJ 08/2023 Present
Unemployed Paramus NJ 08/2021 08/2023
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-24
S63 Uniform Securities Agent State Law Examination 1990-05-04
  • S65 Uniform Investment Adviser Law Examination
    2007-09-24
  • S63 Uniform Securities Agent State Law Examination
    1990-05-04

View on SEC IAPD

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