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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-19
  • CA RA
    APPROVED
    Since 2023-07-19

Branch Locations

11111 Santa Monica Blvd Ste 1100, Los Angeles, CA 90025 • United States

Valley Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Los Angeles CA 02/2012 05/2023
Juan Baron Los Angeles CA 06/2023 07/2023
Unemployed North Hollywood CA 05/2023 06/2023
Juan Baron Los Angeles CA 07/2023 Present
Northwestern Mutual Investment Services Llc Los Angeles CA 07/2023 Present
  • 02/2012 → 05/2023
    Merrill
    Los Angeles, CA
  • 06/2023 → 07/2023
    Juan Baron
    Los Angeles, CA
  • 05/2023 → 06/2023
    Unemployed
    North Hollywood, CA
  • 07/2023 → Present
    Juan Baron
    Los Angeles, CA
  • 07/2023 → Present
    Los Angeles, CA
Previous Registrations
Other Businesses

1. 100% OWNER, WULU HOLDINGS LLC, 11637 1/2 KITTRIDGE ST, NORTH HOLLYWOOD, , CALIFORNIA, 91606, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/25/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ADMIN WORK, CULINARY CONSULTING, WRITING, FILMMAKING, VOICEOVER, ACTING, DIRECTING, PODCASTING, HOSTING, non investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-29
  • S66 Uniform Combined State Law Examination
    2005-09-29
Other Names
  • Jennifer Wu

View on SEC IAPD

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