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Arthur B Vincent

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-06-13
NJ RA APPROVED 2010-04-21
  • TX RA
    APPROVED_RES
    Since 2011-06-13
  • NJ RA
    APPROVED
    Since 2010-04-21

Branch Locations

1400 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 04/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-28
S63 Uniform Securities Agent State Law Examination 1990-09-06
  • S65 Uniform Investment Adviser Law Examination
    2000-06-28
  • S63 Uniform Securities Agent State Law Examination
    1990-09-06
Other Names
  • Arthur Bernardjr Vincent
  • Arthur Bernard Vincent
  • Art Vincent
  • Arthur Vincent

View on SEC IAPD

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