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Kirsten Nmn Tollefson

Tollefson And Company Investment Management LLC

Austin, TX

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Current Employers
Tollefson And Company Investment Management Llc

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-06
WA RA APPROVED 2010-06-16
  • TX RA
    APPROVED
    Since 2017-07-06
  • WA RA
    APPROVED
    Since 2010-06-16

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tollefson & Company Washington DC 06/2010 Present
  • 06/2010 → Present
    Tollefson & Company
    Washington, DC
Previous Registrations
  • 2003-08-04 → 2010-06-10
    Tollefson Gustini & Co. Investment Management Llc
    Issaquah, WA
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-11
S63 Uniform Securities Agent State Law Examination 1990-05-15
  • S65 Uniform Investment Adviser Law Examination
    1999-11-11
  • S63 Uniform Securities Agent State Law Examination
    1990-05-15
Other Names
  • Kirsten Tollefson Towe
  • Kirsten Tollefson

View on SEC IAPD

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