Karl C Walz

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-08-20

IL RA
APPROVED

Since 2026-08-20

Branch Locations

Shiloh, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2017
Morgan Stanley	Shiloh	IL	10/2015	06/2017
Stifel Independent Advisors, Llc	Belleville	IL	06/2017	08/2026
Equitable Advisors, Llc	Shiloh	IL	08/2026	Present

01/2015 → 06/2017

Morgan Stanley Private Bank, National Association

New York, NY
10/2015 → 06/2017

Morgan Stanley

Shiloh, IL
06/2017 → 08/2026

Stifel Independent Advisors, Llc

Belleville, IL
08/2026 → Present

Equitable Advisors, Llc

Shiloh, IL

Previous Registrations

2017-06-28 → 2026-08-20

Stifel Independent Advisors, Llc

Belleville, IL

St. Louis, MO

Shiloh, IL
2009-06-01 → 2017-06-27

Morgan Stanley

Edwardsville, IL

St. Louis, MO

Edwardsville, IL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Shiloh, IL
2005-11-21 → 2007-04-02

Morgan Stanley Dw Inc.

Shiloh, IL

Shiloh, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-16

S66 Uniform Combined State Law Examination

2005-11-16

Other Names

Karl Walz

View on SEC IAPD