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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-02 |
| NY | RA | APPROVED | 2021-10-19 |
Branch Locations
Marblehead, MA • United States
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Boston | MA | 04/2021 | Present |
| Tcs | New York | NY | 11/2018 | 04/2021 |
| Bridgepoint Group | Flagler Beach | FL | 03/2013 | 11/2018 |
*672634 - National Association of Plan Advisors (NAPA0; Investment related: No; Arlington, Virginia; Investment/Finance/Banking; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 2; After business hours: 2; Member Firm representative to the Leadership Council
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-14 |
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