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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| VA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael Egan Independent Insurance Agent | Vienna | VA | 07/2003 | Present |
| Egan, Berger & Weiner, Llc | Vienna | VA | 09/2003 | Present |
| Voya Financial Advisors | Vienna | VA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Ebw Risk Management, Llc | Vienna | VA | 01/2018 | Present |
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/11/2014; 8; 4; SALE OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:DOMINION CRUISERS OF CLIFTON; No; ; CLIFTON; VA; ; RENTAL PROPERTY; MEMBER/PARTNER; 7/10/2016; 0; 0; PURCHASE PROPERTY TO HOUSE CLASSIC CARS. 3. NAME OF ENTITY:EGAN, BERGER & WEINER, LLC; Yes; 1919 GALLOWS RD STE 600; VIENNA; VA; 22182; FINANCIAL SERVICES/DBA; SR PARTNER/FINANCIAL PLANNER; 9/1/2003; 200; 160; SELL AND SERVICE INSURANCE,SECURITIES & INVESTMENT PRODUCTS; 4. NAME OF OTHER BUSINESS: EBW RISK MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SHELL COMPANY; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: PART OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: A SHELL COMPANY THAT HAS NO REVENUE OR ASSETS AT THIS TIME; 5. NAME OF OTHER BUSINESS: EGAN, BEATTY, PRESSMAN, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SHELL COMPANY; START DATE: 1/2018; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NO DUTIES - SHELL COMPANY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-05 |
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