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Inactive

Alice Kenney Walsh

Middleton & Company Inc.

Boston, MA

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Current Employers
Middleton & Company Inc.

600 Atlantic Avenue; 18Th Floor, Boston, MA 02210-2211 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 1996-01-01
  • MA RA
    APPROVED
    Since 1996-01-01

Branch Locations

600 Atlantic Avenue T-18, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Middleton & Company, Inc. Boston MA 05/1995 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-19
S63 Uniform Securities Agent State Law Examination 1990-03-14
  • S65 Uniform Investment Adviser Law Examination
    1996-12-19
  • S63 Uniform Securities Agent State Law Examination
    1990-03-14
Designations

View on SEC IAPD

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