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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-10 |
| AZ | RA | APPROVED | 2025-01-09 |
Branch Locations
2325 East Camelback Road Suite 100, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ab Analytics | Rancho Bernardo | CA | 06/2015 | 04/2023 |
| Bankers Life Securities, Inc | Scottsdale | AZ | 08/2023 | 11/2023 |
| Bankers Life & Casualty, Inc | Scottsdale | AZ | 04/2023 | 11/2023 |
| W&S Brokerage Services, Inc. | Gilbert | AZ | 01/2024 | 09/2024 |
| Western & Southern Life | Gilbert | AZ | 11/2023 | 09/2024 |
| Pruco Securities, Llc. | Phoenix | AZ | 09/2024 | 11/2024 |
| Lpl Enterprise | Phoenix | AZ | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-23 |
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