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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-04-07
TX RA APPROVED_RES 2025-01-02
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2019-03-20
  • CT RA
    APPROVED
    Since 2026-04-07
  • TX RA
    APPROVED_RES
    Since 2025-01-02
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2019-03-20

Branch Locations

Danbury, CT • United States

2025 Richmond Ave Ste 200, Staten Island, NY 10314 • United States

Staten Island, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ross Vitale & Associates Staten Island NY 06/2003 03/2019
Metlife Brooklyn NY 09/2007 03/2019
Mml Investors Services, Llc Staten Island NY 03/2017 03/2019
Ameriprise Financial Services, Inc. Staten Island NY 03/2019 03/2020
Ameriprise Financial Services, Llc Staten Island NY 03/2020 Present
  • 06/2003 → 03/2019
    Ross Vitale & Associates
    Staten Island, NY
  • 09/2007 → 03/2019
    Metlife
    Brooklyn, NY
  • 03/2017 → 03/2019
    Staten Island, NY
  • 03/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Staten Island, NY
  • 03/2020 → Present
    Staten Island, NY
Previous Registrations
  • 2017-05-26 → 2019-03-25
    Staten Island, NY
    Spotswood, NJ
  • 2007-03-23 → 2007-09-20
    Cetera Advisors Llc
    Iselin, NJ
Other Businesses

Independent Insurance Brokering; Georgetown Financial; 11/05/2018; Fixed Annuity. Business Ownership; RD2019LLC; Just an LLC set up for expenses; This is a legal entity set up for the purpose of covering the expenses necessary to run the operation; Richmond Ave, , Staten Island, NY, 10314; Not Investment-Related; 10/28/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Hawthorne Terrace Tax District; VP; 2 Park Rd, , Danbury, CT, 6811; Not Investment-Related; 10/11/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Pro Bono Financial Planning; Participating in a pro bono financial planning program sponsored by one of the following national organizations: Financial Planning Association (FPA) Foundation for Financial Planning (FFP) CFP Board of Standards (CFP Board) Any involvement in a community organization outside of this channel will be discussed if warranted.; CUNY Graduate Center , 365 5th Ave,, New York, NY, 10016; Not Investment-Related; 09/28/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-07-06
  • S63 Uniform Securities Agent State Law Examination
    1990-07-06
Designations

View on SEC IAPD

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