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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED_RES | 2025-01-02 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2019-03-20 |
Branch Locations
2025 Richmond Ave Ste 200, Staten Island, NY 10314 • United States
Staten Island, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ross Vitale & Associates | Staten Island | NY | 06/2003 | 03/2019 |
| Metlife | Brooklyn | NY | 09/2007 | 03/2019 |
| Mml Investors Services, Llc | Staten Island | NY | 03/2017 | 03/2019 |
| Ameriprise Financial Services, Inc. | Staten Island | NY | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Staten Island | NY | 03/2020 | Present |
Independent Insurance Brokering; Georgetown Financial; 11/05/2018; Fixed Annuity. Business Ownership; RD2019LLC; Just an LLC set up for expenses; This is a legal entity set up for the purpose of covering the expenses necessary to run the operation; Richmond Ave, , Staten Island, NY, 10314; Not Investment-Related; 10/28/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Hawthorne Terrace Tax District; VP; 2 Park Rd, , Danbury, CT, 6811; Not Investment-Related; 10/11/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Pro Bono Financial Planning; Participating in a pro bono financial planning program sponsored by one of the following national organizations: Financial Planning Association (FPA) Foundation for Financial Planning (FFP) CFP Board of Standards (CFP Board) Any involvement in a community organization outside of this channel will be discussed if warranted.; CUNY Graduate Center , 365 5th Ave,, New York, NY, 10016; Not Investment-Related; 09/28/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-07-06 |
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