Thomas Edward Coleman

Current Employers

Kcd Financial, Inc.

3061 Allied Street Suite B, Green Bay, WI 54304 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2004-07-23

WI RA
APPROVED

Since 2004-07-23

Branch Locations

Brookfield, WI • United States

3061 Allied Street Suite B, Green Bay, WI 54304 • USA

Brookfield, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Kcd Financial, Inc.	De Pere	WI	06/2004	Present

06/2004 → Present

Kcd Financial, Inc.

De Pere, WI

Other Businesses

FIRST PLAN FINANCIAL SERVICES, LLC, INVESTMENT RELATED, 16060 CATHY ANN LANE, BROOKFIELD, WI 53005, INSURANCE SALES, OWNER. START 6-16-04, 1 HOUR PER MONTH, ALL DURING MARKET HOURS. SELL INSURANCE PRODUCT TYPES: FIXED ANNUITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-10-24
S63	Uniform Securities Agent State Law Examination	1990-03-02

S65 Uniform Investment Adviser Law Examination

2001-10-24
S63 Uniform Securities Agent State Law Examination

1990-03-02