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Current Employers
A Yeo Capital Management Llc

10748 Ranch Road, Culver City, CA 90230 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-04
  • CA RA
    APPROVED
    Since 2026-03-04

Branch Locations

Culver City, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Segundo CA 05/2006 01/2017
Bdo Private Bank Makati 01/2017 12/2024
A Yeo Capital Management Llc Culver City CA 12/2025 Present
Unemployed Culver City CA 12/2024 12/2025
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-19
S66 Uniform Combined State Law Examination 2000-05-08
S63 Uniform Securities Agent State Law Examination 1992-01-30
  • S65 Uniform Investment Adviser Law Examination
    2025-09-19
  • S66 Uniform Combined State Law Examination
    2000-05-08
  • S63 Uniform Securities Agent State Law Examination
    1992-01-30

View on SEC IAPD

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