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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-19 |
Branch Locations
7815 3Rd Street North Suite 201, Oakdale, MN 55128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fortis | Woodbury | MN | 08/1995 | Present |
| Fortis Investors, Inc. | St. Paul | MN | 03/1996 | Present |
| Osaic Wealth, Inc. | Oakdale | MN | 01/2024 | Present |
1. CLAYTON ST GEORGE-RENTAL PROPERTY POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/16/2022 ADDRESS: 1865 Tucker Trail, Eau Claire WI 54703, United States DESCRIPTION: My wife and I are purchasing a home we are renting to relatives. 2. ST CROIX WEALTH MANAGEMENT POSITION: Director of Business Development and Strategic Growth NATURE: This is an LLC owned by Osaic advisor Peter Miles. My title will be "Director" of Business Development and Strategic Growth but I am answering "other" below in question 7 because I'm NOT a Director/Officer of the LLC, this is just my Job Title. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/20/2026 ADDRESS: 7815 3rd St N, Ste 201, Oakdale MN 55028, United States DESCRIPTION: I will be a Registered Assistant to Peter Miles, consultant to the organization assisting in advisor growth (practice management) and recruiting. I plan to only work part time since I recently retired as an RVP of OsaicWealth. I will only work about 20 hours per month but this will be 100% of my work hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-24 |
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