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Stephen Lynn Baker

Mml Investors Services, LLC

Knoxville, TN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-03-25
  • TN RA
    APPROVED
    Since 2017-03-25

Branch Locations

9729 Cogdill Road Suite 100, Knoxville, TN 37932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Knoxville TN 05/1986 03/2017
Metlife Securities Inc. Knoxville TN 05/1986 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Knoxville TN 03/2017 Present
  • 05/1986 → 03/2017
    Metropolitan Life Insurance Company
    Knoxville, TN
  • 05/1986 → 03/2017
    Metlife Securities Inc.
    Knoxville, TN
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Knoxville, TN
Previous Registrations
  • 2004-03-15 → 2017-03-25
    Msi Financial Services, Inc.
    Knoxville, TN
    Knoxville, TN
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING LIFE INSURANCE FROM PRIVATE RESIDENCE 1HR/WK & 0HRS/WKND SINCE 01/2003

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-04-25
  • S63 Uniform Securities Agent State Law Examination
    1990-04-25
Other Names
  • Steve Baker

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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