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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-07-02
TX RA APPROVED 2020-07-02
  • LA RA
    APPROVED
    Since 2020-07-02
  • TX RA
    APPROVED
    Since 2020-07-02

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

909 Poydras Street Suite #1240, New Orleans, LA 70112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. New Orleans LA 02/2013 07/2020
Mid Atlantic Capital Corporation New Orleans LA 07/2020 Present
Gwm Advisors, Llc New Orleans LA 07/2020 Present
  • 02/2013 → 07/2020
    New Orleans, LA
  • 07/2020 → Present
    Mid Atlantic Capital Corporation
    New Orleans, LA
  • 07/2020 → Present
    Gwm Advisors, Llc
    New Orleans, LA
Previous Registrations
  • 2013-02-13 → 2020-07-02
    New Orleans, LA
    New Orleans, LA
  • 2004-06-24 → 2013-02-13
    Morgan Keegan & Company, Llc
    New Orleans, LA
    Metairie, LA
    Metairie, LA
  • 2004-06-18 → 2004-07-01
    A. G. Edwards & Sons, Inc.
    Metairie, LA
Other Businesses

1)Impact 100 of Greater New Orleans Foundation*No Invest*New Orleans, LA *non-profit* 3/18/2019*member- on allocations committee*I sit on the allocations committee where we review the different requests for grants and decide which charities will be in the running for the $100,000 grant. All members vote for the winner*1 Hr non trade/0 trade 2)PASTOR PROPERTIES, LLC~NON INVESTMENT RELATED~METAIRIE, LA 70002~BUSINESS OWNER~BUSINESS OWNER~JULY 2004~4HRS PER MONTH~0HRS PER MONTH DURING MARKET~PAY FOR & MAINTAIN PROPERTY, PAY MANAGEMENT 3)GENTILLY RENTALS, LLC~NON INVESTMENT RELATED~METAIRIE, LA 70002~REAL ESTATE DEVELOPMENT~PROPRIETOR/OWNER~MARCH 2014~10HRS PER MONTH~1HR PER MONTH DURING MARKET~OVERSEE MANAGER FOR RENTALS 4)WOMEN'S LEADERSHIP COUNCIL-UNITED WAY~NON INVESTMENT RELATED~2515 CANAL ST, NEW ORLEANS, LA 70119~NON PROFIT~ON ALLOCATIONS COMMITTEE~AUGUST 2017~1HR PER MONTH~1HR PER MONTH DURING MARKET~COMMITTEE DECIDES WHICH CHARITIES GET OUR MONEY AND THE MEMBERSHIP VOTE ON IT 2)THE PASTOR GROUP, LLC~INVESTMENT RELATED~909 POYDRAS ST. #1240~FINANCIAL SERVICES BUSINESS DBA/THE PASTOR FINANCIAL GROUP~OWNER~JUL 2020~173HRS PER MONTH~135HRS PER MONTH DURING MARKET~FINANCIAL PLANNING, BUY SELL INVESTMENTS, SERVICE ACCOUNTS 3)NEWEDGE ADVISORS~INVESTMENT RELATED~858 CAMP ST, NEW ORLEANS, LA 70130~FEE BASED INVESTING - IAR~IAR OF THIS RIA~JUL 2020~173HRS PER MONTH~135HRS PER MONTH DURING MARKET~INVESTMENT ADVISOR 4)Various Insurance IMO's*Yes Invest*Insurance IMO organizations that we go through to purchase fixed annuity products, life insurance, and long term care insurance*7/2/2020*client*none to the IMO*10 Hrs/0 Trade 5)Nov. 7 CLE Event*No Invest*Intercontinental Hotel- New Orleans*CLE for Lawyers*6/6/25*Hosting and Presenting*10 hrs trade/10 non trade 6) The Pastor Financial Group*Yes Invest*Metairie, LA *Provide Continuing Legal Education credits to attorneys in Louisiana. We host the event and bring in speakers and issue the CLE certificate under the rules of the Louisiana Bar Association. We have one event planned for this year- Nov. 7*7/15/25*Manager*schedule event, find location, find speakers, MC the event, speak at the event, collect admission fee, report CLE to the Louisiana Bar Association*3 Hrs trade/0 Non trade

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-11
S63 Uniform Securities Agent State Law Examination 1990-03-12
  • S66 Uniform Combined State Law Examination
    2004-06-11
  • S63 Uniform Securities Agent State Law Examination
    1990-03-12
Other Names
  • Nita Renee Elsensohn
  • Nita Renee Ritchie

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