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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
CA RA APPROVED 2010-04-29
  • NY RA
    APPROVED
    Since 2021-07-27
  • CA RA
    APPROVED
    Since 2010-04-29

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 04/2010 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Previous Registrations
  • 2007-05-29 → 2010-05-24
    Plainview, NY
    Plainview, NY
    Elmhurst, NY
  • 2005-08-01 → 2007-05-29
    Citicorp Investment Services
    Elmhurst, NY
    Elmhurst, NY
Other Businesses

TUTORING & COLLEGE COUNSELING; NOT INVESTMENT RELATED; NEW YORK, NY; 100% OWNERSHIP; START DATE = 01/2013; 20 HOURS PER MONTH; NOT DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
S65 Uniform Investment Adviser Law Examination 2001-08-10
S63 Uniform Securities Agent State Law Examination 1990-04-11
  • S66 Uniform Combined State Law Examination
    2004-12-21
  • S65 Uniform Investment Adviser Law Examination
    2001-08-10
  • S63 Uniform Securities Agent State Law Examination
    1990-04-11
Other Names
  • Bik Yu Ng
  • Bik Yu Jennifer Ng
  • Jennifer Bik Yu Ng

View on SEC IAPD

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