Michael Geoffrey Trahan

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1999-05-26

TX RA
APPROVED

Since 1999-05-26

Branch Locations

Houston, TX • United States

1111 Bagby Street Suite 5100, Houston, TX 77002 • United States

Reliant Energy Plaza, Houston, TX 77002 • United States

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Houston	TX	05/1999	Present

05/1999 → Present

Ubs Financial Services Inc.

Houston, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-04-05

S63 Uniform Securities Agent State Law Examination

1990-04-05

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Reviews