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James De Gaetano

Mml Investors Services, LLC

Hauppauge, NY

Smithtown, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Smithtown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Patchogue NY 09/1989 03/2017
Massmutual Life Insurance Co Hauppauge NY 07/2016 Present
Mml Investors Services, Llc Hauppauge NY 03/2017 Present
  • 09/1989 → 03/2017
    Metlife Securities Inc.
    Patchogue, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Hauppauge, NY
  • 03/2017 → Present
    Mml Investors Services, Llc
    Hauppauge, NY
Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DISABILITY, LIFE/ACCIDENT/HEALTH, LTC FROM PRIVATE RESIDENCE 0HRS/WK & 0HRS/WKND SINCE 09/1994

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-02
  • S63 Uniform Securities Agent State Law Examination
    1990-05-02
Other Names
  • James Degaetano

View on SEC IAPD

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