Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2015-10-16 |
| TX | RA | APPROVED_RES | 2014-04-09 |
Branch Locations
8840 Sw 136Th St, Miami, FL 33176 • United States
75 Rockefeller Plz, New York, NY 10019 • United States
225 Liberty St, New York, NY 10281 • United States
225 Liberty St 2 World Financial Ctr, New York, NY 10281 • United States
Rockville Centre, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2014 | Present |
I*496441, Entity Type: Entity For Profit, Name of OBA: L S, Address: Rockville Centre, New York 11570, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/24/1994, No Hours: 1, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-24 |
Reach out to this advisor